interested in issuing ESG bonds, asset management companies and the general public, so they may comprehensively access information on ESG financial products, namely ESG bonds* and SRI funds. The platform will
will be imposed if inappropriate behaviors of issuing companies such as concealment of information or cooking the books have been found. The issuers covered under the proposed revision are non-listed
issuing regulations on disclosure of interim financial information, including the requirements on format, frequency and period of preparation and submission of interim financial reporting. Currently, SEC is
executive in a securities issuing company or a securities company, as summarized below: (1) Atthavut shall pay a civil penalty, a compensation at an equal amount to the benefit received or
, reimbursement of investigative expenses incurred by the SEC, suspension of trading in securities or derivatives contracts, and bar from serving as a director or executive in a securities issuing company or a
> The SEC has banned Mr. Porameth from holding the position of director or executive at any issuing or listed companies for 3 years from 8 June 2018 to 7 June 2021. SEC Act (before the fifth
or executive at any issuing or listed companies for 1 year from 9 February 2019 to 8 February 2020. SEC Act (before the fifth amendment) Section 243 (1) in conjunction with 244 and 243 (2) in
any issuing or listed companies for 2 years from 9 February 2019 to 8 February 2021. SEC Act (before the fifth amendment) Section 243 (1) in conjunction with 244 and 243 (2) in conjunction with
penalty of 500,000.00 Baht The SEC has banned Mr. Pranay Kothari from holding the position of director or executive at any issuing or listed companies for 1 year from May 17, 2019. SEC Act
730,135.00 Baht - a bar from serving as a director or executive in a securities issuing company between 04/12/2019 and 03/12/2020 - a bar from