liquidity problem of an issuer of bills of exchange, which was material information for investment decision making of investors. Her misconduct was deemed failure to give advice or information to
services problem Foreign currency/foreign currency transaction Financial Consumer Protection Center (FCC) The Bank of Thailand Telephone: 1213 Website: www.1213.or.th ● Trading signs of listed company
and limitations of service system to the investors.SEC publishes the public hearing information about this issue at SEC website: www.sec.or.th/hearingAny related and interested parties are welcome to
Bath 3.50 per share which was higher than tender offer price Baht 1.25 per share. Therefor, the tender offer price given to all holders of securities of the same class and issue was not in the same form
order and control STARK to issue rectified financial statement, but he neglected his duties and consented to the falsification of STARK and its subsidiaries’ financial statements. Moreover, Mr. Prakorn
million baht to solve the issue of decreasing capital adequacy ratio below the requirement specified under the Insurance Law. He obtained the material non- public information by virtue of his positions
that TIP had to increase its registered capital shares at the amount of 250 million baht to solve the issue of decreasing capital adequacy ratio below the requirement specified under the Insurance Law
non-public information concerning that TIP had to increase its registered capital shares at the amount of 250 million baht to solve the issue of decreasing capital adequacy ratio below the requirement
issue of decreasing capital adequacy ratio below the requirement specified under the Insurance Law. He obtained the material non-public information by virtue of his positions before such information
, TAS 19, and TAS 37. However, the adjustment information from auditors does not indicate the problem with impairment of assets. The results are agreed with the reasons of adjustments as seemed by