Facebook Page ชื่อ Trade stocks : Unlicensed securities and derivatives business (Disclosure Date : 12/02/2024)

Facebook page ชื่อ Ausiris TRADE : Unlicensed securities and derivatives business (Disclosure Date : 19/10/2023)

Facebook Page ชื่อ New TRADE : Unlicensed securities and derivatives business (Disclosure Date : 12/12/2023)

Facebook Page ชื่อ Trade gold : Unlicensed securities and derivatives business (Disclosure Date : 18/06/2024)

Bangkok, May 7, 2014 - The SEC revoked an approval of {A}, an investment consultant of Bualuang Securities Plc. for two years on account of trading derivatives through client's account for his own

investment consultants above was deemed failure to perform duties with responsibility and deliberation as a professional in accordance with the Notification of the Capital Market Supervisory Board.* SEC has

Future Investment Initiative Institute invited SEC Secretary-General to exchange views and opinions on digital asset developments with business leaders in the field, namely Sam Blatteis, Co-Founder

as an investment consultant for complex products type 1** for a period of two years, five months and seven days, effective from 17 March 2021. However, since her approval period ends on 31 March 2021

Bangkok, April 24, 2015 - The SEC imposed sanctions on three investment consultants namely {A}, a securities investment consultant and branch manager, {B}, a capital market investment consultant and

Bangkok, July 8, 2015 ? The SEC suspended three investment consultants for making trading decisions on the clients? behalf. Those investment consultants were Ashiya Ashiyakul, a former capital market