Status Report This is in reference to the SEC Office’s email dated 28 June 2010, which informed securities companies and derivatives brokers (“intermediaries”) of the requirement for submission of the
Status Report This is in reference to the SEC Office’s email dated 28 June 2010, which informed securities companies and derivatives brokers (“intermediaries”) of the requirement for submission of the
Status Report This is in reference to the SEC Office’s email dated 28 June 2010, which informed securities companies and derivatives brokers (“intermediaries”) of the requirement for submission of the
covers draft operational procedures rules in case of failure to meet the requirement. The draft amendments aim to (1) support intermediaries in maintaining sufficient capital suitable for the nature of
different intermediaries. Such repetitive filing causes inconvenience and higher cost of accessing different capital market services from different intermediaries. This current practice may also affect the
: For More Information ContactUs Investment Management Supervision Department Tel. +66-2263-6076 Intermediaries Supervision Department Tel. +66-2263-6536 Was this page helpful? Yes No Comment
Professionals Intermediaries Search-for-related-personnel Mutual Fund Report and Prospectus System SEC Open Data Services Market Statistics (Download) Market Statistics (Dashboard) ISIN Code ESG Product Platform
Data > Professionals Market Data SHARE : Detail Content Professionals Auditors Enforcement Fundraising Securities Issuing Companies Takeover Professionals Intermediaries Search-for-related
Intermediaries Search-for-related-personnel Mutual Fund Report and Prospectus System SEC Open Data Services Market Statistics (Download) Market Statistics (Dashboard) ISIN Code ESG Product Platform SHARE : For
Intermediaries Search-for-related-personnel Mutual Fund Report and Prospectus System SEC Open Data Services Market Statistics (Download) Market Statistics (Dashboard) ISIN Code ESG Product Platform SHARE : For