Supervisory Board resulted from the instructions or the failure to give instructions which is a duty required to be performed. SEC Act S.300 in conjunction with 56(4) Settlement Committee Meeting No. 4/2024

resulted from the instructions or the failure to give instructions which is a duty required to be performed. Later, CEN submitted the rectified annual updated information statement for the year 2018 (Form 56

mitted the inaccurate annual report for the year 2018 (Form 56-2) resulted from the instructions or the failure to give instructions which is a duty required to be performed. Later, CEN submitted the

period specified by the Notification of the Capital Market Supervisory Board resulted from the instructions or the failure to give instructions which is duly required to be performed. The inquiry official

office which is in breach of the Securities and Exchange Act B.E. 2535, resulted from the instructions or the failure to give instructions which is a duty required to be performed. SEC Act S.300 in

to give instructions which is duly required to be performed. SEC Act S.300 in conjunction with 56(4) Settlement Committee Meeting No. 8/2022 Settlement Committee Order No. 117/2022 Dated 27/07/2022

to clients’ predetermined instructions as advised by securities brokers. ** The securities analysis and investment advisory to design a portfolio advisory that shows

etc. 3. Table summarizing financial status and performance of IPO shares, before and after getting listed on the Exchange.  Further information as well as instructions for accessing the “IPO Fact Figure

trading orders for one of his clients and, on some occasions, to have contradicted the client?s instructions. Weeraparn was briefed on a general scope of investment by the client who allowed him to send

to other out-of-control wallets without client’ instructions. That actions incurred losses to others and public in violation of Section 85 of Digital Asset Businesses Law. It also violated Section 87