.{A} case was referred from the Stock Exchange of Thailand for the SEC's further investigation while cases of {B} and {C} were detected by the SEC's routine inspection. The SEC found from the probe that
offering (PO) and private placement (PP); removing a minimum 10 million baht of face value in all cases and a minimum redemption value of 80% of principal in case of PP. The revised regulations to become
country's economic growth.“As an inquiry official in high-impact cases, the SEC would have the authority to conduct investigations and, upon completing the case file, would submit the case along with our
the determination of collateral redemption value and introducing additional conditions for cases where the bond issuer exercises the right to redeem or request the return of collateralized and/or
introducing additional conditions for cases where the bond issuer exercises the right to redeem or request the return of collateralized and/or replacement assets. The SEC requires that the bondholders
use their own funds to pay a compensation to the affected mutual funds instead of reducing the number of units. In other cases, the regulations do allow AMCs to compensate using such method. The SEC has
million baht. In case of investing in multi-infrastructure businesses, the investment value of each business shall not be less than one billion baht except in the following cases whereby the investment
billion baht except in the following cases whereby the investment value of each business may be less than one billion baht: (a) investment in an electricity generating business (b) investment in the
risks. For more information and the list of SRI Funds as well as Thailand ESG Funds, please visit: https://sustainablefinance.sec.or.th/Fund. ** Handbook and appendix of examples on good practices in