nominee's securities account but failed to prepare and disclose report on change in his holding to the SEC Office within the period specified in the notification of the Capital Market Supervisory Board
account but failed to prepare and disclose report on change in his holding to the SEC Office within the period specified in the notification of the Capital Market Supervisory Board. Mr. Sittilarp later
RCI securities via his nominee's securities account but failed to prepare and disclose report on change in his holding to the SEC Office within the period specified in the notification of the
account but failed to prepare and disclose report on change in her securities to the SEC Office within the period specified in the notification of the Capital Market Supervisory Board. Mr. Sasavat later
to prepare and submit the incident which affects or is likely to affect the rights and interests of securities holders or the decision-making on investment or the change in the securities price of the
nominee's securities account for 471 times but failed to prepare and disclose report on change in his holding to the SEC Office within the period specified in the notification of the Capital Market
likely to affect the rights and interests of securities holders or the decision-making on investment or the change in the securities price of the company within the period specified by the notification of
Market Supervisory Board which is SCM did not report the change in the objectives of the Initial Public Offering ("IPO") utilization from the objectives of IPO disclosed in the registration
the decision-making on investment or the change in the securities price of the company within specified period. SEC Act S.300 Settlement Committee Meeting No. 2/2018 Settlement Committee Order No. 10