Foreign Currency 17/01/2017 16/02/2017 2. Notification of the Office of the Securities and Exchange Commission  SorOr. 6/2557 Verification of Foreign Collective Investment Scheme and Announcement of
of due diligence and know-your-client assessments (DD/KYC), (3) supporting electronic non-face-to-face identity verification, and (4) allowing businesses to access anonymized data under possession of
-your-client and due diligence, custody of clients? assets and transaction verification to ensure that client services are efficient and to prevent exploitation of securities firms for improper gains
publicly traded in the main board of a foreign stock exchange, and have experience relating to the audit of such foreign entity. being under supervision of following regulators; i. an independent audit
traded in the main board of a foreign stock exchange, and have experience relating to the audit of such foreign entity. being under supervision of following regulators; i. an independent audit regulator
and the board of directors, after consideration and verification of information concerning the investors, considers that such persons will truly be able to generate benefits for the listed company; (2
) supporting electronic non-face-to-face identity verification, and (4) allowing businesses to access anonymized data under possession of governmental agencies for the development of financial products and
/ regulatory action 5. Advertising, raising customer awareness • One state regulator describes their role as making advisors reveal their “verification of misconduct” (costly verification) • Conditional on a
A-3 Form for Confirmation of Cost of Tendered Shares (Only for foreign juristic persons not operating a business in Thailand) Form A-4 Power of Attorney (for Tender Offer Acceptance) Attachment 2
(Authentication) 2.3 การท าความรู้จักลูกค้าในเชิงลึก (Client Due Diligence) 2.4 การทบทวนข้อมูลลูกค้า (Ongoing / Enhanced KYC) 3. ระบบงานที่เกี่ยวข้องกับการน าเทคโนโลยีมาใช้ในการท าความรู้จักลูกค้า 28 3.1 การบริหาร