, independence stipulation of the board of directors, and IT governance policy and practices, among others. IOD will continue to provide support to enhance the good corporate governance practices of Thai listed
procedures (including independence, quality standards, etc.)? If yes, please describe. 2 Does the firm have specific Continuing Professional Development (CPD) policies and procedures for all staff members and
, goals and strategies, supervision and monitoring of the SEC's operation, and board-level evaluation The SEC Office Code of Governance specifies the following requirements: Legal compliance Independence
information among borrowers, lenders and other market participants; Independence and conflicts of interest CRA rating decisions should be independent and free from political or economic pressures and from
audit firms were also conducted. For example, (1) succession plan and retention plan, (2) maintenance of independence of audit firms and auditors, (3) assessment on readiness of accounting personnel, (4
, appropriate and efficient. In addition, to observe the independence of the internal audit unit, as well as to approve the appointment, transfer and dismissal of the head of the internal audit unit or any other
) วิธีการเปิดเผยขอ้มูลใหลู้กคา้ท่ีปรึกษาการลงทุนทราบ (ข) หลกัปฏิบติัในการใหค้ าแนะน าอยา่งเป็นอิสระ (independence and objectivity) (ค) หลกัปฏิบติัในการปฏิบติัต่อลูกคา้ประเภทเดียวกนัอยา่งเท่าเทียมกนั
circumstance that gives rise to justifiable doubts as to their impartiality or independence, the respondent shall submit a letter of challenge together with the reason for the challenge as per Form OrYor. 6
challenge all of the three arbitrators in the claimant’s selected list because there is a circumstance that gives rise to justifiable doubts as to their impartiality or independence, the respondent shall
challenge all of the three arbitrators in the claimant’s selected list because there is a circumstance that gives rise to justifiable doubts as to their impartiality or independence, the respondent shall