flexibility and clarity. The revisions include, for instance, allowing issuance of structured notes denominated in Thai and foreign currencies; harmonizing issuers? types and qualifications both in public
. Reviewed by taking into account comments and recommendations of the business operators received from the previous public hearing, the draft rules include rectification period, restriction of business
to investors the information on such investment. Asset management companies must, additionally, comply with rules governing derivatives investment which include rules on counterparty limit, reserved
market personnel for ease-of-use; for example, qualifications, approval process, and duties of the capital market personnel. The draft rules also include a wealth advisor as a new type of capital market
Supervisory Board by virtue of Section 247 of the Securities and Exchange Act B.E. 2535 . The amount of fines does not include daily fines starting from the day following the settlement date to the day the
required parent company to be responsible for bribery act of its overseas subsidiaries. Such responsibilities shall include the establishment of policy, practices and investigation and ensure that its
Thai capital market standards are at international level, enhance product attractiveness, and eliminate regulatory barriers to contribute to neighboring countries? economies and capital markets
issues related to access and costs of the existing fundraising channels, to promote fund mobilization of neighboring countries, and to create opportunities for Thai business operators to grow regionally; 3
. This time, SEC establishes the regulations concerning related businesses for applicants requesting operating licenses. Such businesses include standards for operating businesses and work systems
effect May 14, 2018, contain salient points as follows. 1. Definition of digital assets: Digital assets shall include cryptocurrencies (an electronic data unit created for the purpose of being a medium of