expert witness called by the SEC Office and an alleged person except where the authority considers that it would be unnecessary, redundant or dilatory; request (3) requesting any fact or opinion from a
Clause 15/2 with the letter requesting for resolution or the notice calling a unitholders’ meeting as stipulated under the first paragraph. In considering whether persons are of the same group with regards
made by the mutual fund supervisor pursuant to Clause 15/2 with the letter requesting for resolution or the notice calling a unitholders’ meeting as stipulated under the first paragraph. In considering
party has doubts relating to the statement in the dispute resolution, such party may file, through the Office, a motion requesting the arbitrator to interpret such statement within thirty days from the
party has doubts relating to the statement in the dispute resolution, such party may file, through the Office, a motion (UNOFFICIAL TRANSLATION) - 10 - requesting the arbitrator to interpret such
50,000. In considering the application, the SEC will verify the information as described in the application form and supporting documents. The process may include, but not limited to, requesting
requesting for permission to establish a branch office, the management company shall submit the form as attached to this Notification. Clause 5. In considering whether the management company has sound
. Clause 4. In requesting for permission to establish a branch office, the management company shall submit the form as attached to this Notification. Clause 5. In considering whether the management company