minimum subscription over 50,000 baht for offshore offering.
minimum subscription over 50,000 baht for offshore offering.
service for share subscription, for example, would be allowed to use a suitable method for account opening if they could prove that adequate safeguards against impersonation risk have been in place under
services to a client, and (2) ongoing form for investment transactions such as subscription, redemption and switching. For further details of the public hearing, please visit https://www.sec.or.th/TH/Pages
According to BBL’s inspection report and SEC’s further investigation, it was found that {A} had submitted false documents to the bank by signing on unit subscription orders for the client in order
the clients’ handwriting, subscription orders and switch orders or unitholders’ account books, causing damage to four clients at the total amount of 10.44 million baht. The SEC has considered that
trust with less than 70 percent of its investment is made in the projects having commercial revenues, it will be allowed to offer units only to investors with a minimum subscription of 10 million baht
กำกับหลักทรัพย์และตลาดหลักทรัพย์ออกข้อกำหนดไว้ดังต่อไปนี้ ข้อ 1 ให้ใบแสดงสิทธิในการซื้อหุ้นเพิ่มทุนที่โอนสิทธิได้ (Transferable Subscription Right หรือ
direct and indirect equity holding in SGAH from 25.10% to 49.99% of all registered and paid-up shares of SGAH. List of shareholders (SGAH) Pre-Subscription New share subscription Post-Subscription Number
bank, committed wrongful acts against investors’ assets by accepting the investors’ subscription money for mutual fund investments during off-business hours but not executing the subscription