) For mutual fund which investment units are not securities listed in the Stock Exchange, the NAV and investment unit values as of the last business day of each month shall be announced within the
units are repurchased. In this case, any holidays in a foreign country will not be counted as business days; (4) For other cases, not exceeding five business days from the day the investment units are
investors for their investment decisions. In additions, the investment consultants/investment planners shall ensure that the potential clients are informed of the action taken before accepting purchasing
right is not less than 15 days. There are terms on compensation in the case where the company is unable to allocate shares to TSR holders exercising their right. The compensation must not be less than the
as a regulatory arbitrage tool. The public hearing on this matter was completed in May 2023. Essentially, the regulations as amended by the Capital Market Supervisory Board are as follows: (1
securities investment consultants of {X1} Public Company Limited for committing frauds against the assets of mutual fund clients. In this regard, six of the offenders are banned for the maximum period of 10
laid out the strategic plan for the next three years (2019-2021) focusing on the optimum use of technologies to enhance market efficiency and facilitate fundraising and investment activities in order to
units are repurchased. In this case, any holidays in a foreign country will not be counted as business days; (4) For other cases, not exceeding five business days from the day the investment units are
investors for their investment decisions. In additions, the investment consultants/investment planners shall ensure that the potential clients are informed of the action taken before accepting purchasing
(No.5) The Notification of the Capital Market Supervisory Board No. ThorLorThor. 46/2561 Re: Regulations for Personnel in the Capital Market Business (No. 9) Related Forms Application for