, executives and controlling persons, structure of company boards of directors and proper checks and balances system, and (3) adequate system for continuing and reliable disclosure of information. The SEC has
policy to develop and increase the competitiveness of the Thai capital market which is a result of the joint meeting No. 2/2019 on 1 June 2019. The meeting also discussed continuing projects that are
understanding and by contributing to the further development of our respective financial centres. We are looking forward to the continuing good relationship and cooperation between the SEC Thailand and the CSSF
way of concealing and continuing, which caused the trading of such securities contradicted normal market conditions in order to persuade other investors to buy or sell such securities. That is, she
continuing, which caused the trading of such securities contradicted normal market conditions in order to persuade other investors to buy or sell such securities. That is, he acted as follows: - 12 December
into the firm without conditions.2. During the time TSFC is still unable to meet the above-mentioned capital requirement; the company must not expand its business or invest further in any risky
53,444 million, increased by THB 3,137 million over the same period last year. The company’s profit from continuing operations was THB 1,658 million, increased by THB 379 million, and the profit margin for
หรือมีความซับซ้อน (“risky / complex product”) (1) กรณีหน่วยลงทุนของกองทุนรวมที่มีการลงทุนแบบซับซ้อน ให้หมายถึง กองทุนรวมที่มีการลงทุนใน derivatives ที่มีกลยุทธ์แบบซับซ้อน (complex strategic investment