making an investment in a mutual fund. The SEC studies on behavioral finance have revealed that investors tend to take many other factors into consideration as well when making a decision to invest in a

, said: “The SEC is aware of the problems arising from cybercrimes that cause significant harm to public assets. We have been continuously working with relevant agencies to address this issue from

securities for which it is the service provider. This is to support the secured debt crowdfunding;              (3) A bondholder representative is required to have a paid-up registered capital of at least 25

but only for the debt securities for which it is the service provider. This is to support the secured debt crowdfunding;                        (3) A bondholder representative is required to have a

investors. This is because institutional investors have the capacity to take care of themselves. However, the definitions of “institutional investor”* have been revised in accordance with the resolution of

In the past, proposing of agenda items by shareholders of listed companies and proxy soliciting have been carried out differently for each company and for soliciting person as there is no common

estate investment trusts (REITs) within 2020 before considering cross-border listing opportunites. In addition, SFC and HKEX have stated that depository receipts (DR) would be subject to similar

Given the prolonged period of low interest rate in the Thai bond market, many debt securities issuers are increasingly issuing for sale subordinated perpetual bonds which have more complex

requirement in the identification and verification process for the onboarding clients who already have relationship managers elsewhere outside the premise or the clients who have a life-time ID card without

operators have different in sizes, target audience, and number of clients. Therefore, it depends on the business operators to find the most appropriate method to perform e-KYC as long as they follow the