The SEC approved rules on undertaking derivatives fund management business for derivatives fund mangers who provide services to the general investors, mutual funds, private funds, and provident funds
Bangkok, January 10, 2008 ? The SEC is conducting a public survey on the draft rules, conditions and procedures for risk management preparation of securities and derivatives business operators to
(issuer/counterparty) or currency risks; 7. Risk management of FRF: Money market funds and fixed-income funds with frequent redemption policy (frequent redemption fund ?FRF) must have stricter risk
Bangkok, January 12, 2015 ? The SEC supports asset management companies to raise their competitiveness with more distribution channels, new types of mutual funds and join business development in the
Facebook page “Sawakami Asset Management Thailand” impersonates “Sawakami Asset Management (Thailand) Co., Ltd.” : Unlicensed securities and derivatives business (Disclosure Date : 03/09/2024)
Facebook page “Sawakami Asset Management Thailand.” impersonates “Sawakami Asset Management (Thailand) Co., Ltd.” : Unlicensed securities and derivatives business (Disclosure Date : 03/09/2024)
Facebook page “One Asset Trade Management” impersonates “One Asset Management Co., Ltd.” : Unlicensed securities and derivatives business (Disclosure Date : 04/09/2024)
Facebook Page ?MFC Asset Management? impersonates ?MFC ASSET MANAGEMENT PLC.? : Unlicensed securities and derivatives business (Disclosure Date : 05/11/2024)