(56%) 0.54 (43%) Equity Fixed income Unit trust Operator %total UT  PIMCO Lombard Odier JPMorgan Asset Management BlackRock State Street Global Advisors 11% 7% 7% 7% 6% Total 39% 90% 8% Gov. Bond 1

(53%) 0.55 (46%) Equity Fixed income Unit trust Operator %total UT  PIMCO Lombard Odier JPMorgan Asset Management BlackRock State Street Global Advisors 11% 7% 7% 7% 6% Total 38% 90% 8% Deposit FI Debt

(49%) 0.62 (50%) Equity Fixed income Unit trust Operator %total UT  PIMCO Lombard Odier BlackRock JPMorgan Asset Management State Street Global Advisors 11% 7% 7% 6% 6% Total 36% 90% 9% Corp. 1

DCA service providers and portfolio wealth advisors;           (4) Updates on mutual fund-related activities: Providing information on trainings and seminars, and new mutual funds.Additionally

, foreign issuers issuing baht bonds must seek approval from the SEC in accordance with the specified criteria, such as qualifications of foreign issuers, requirements on financial advisors and intermediaries

, foreign issuers issuing baht bonds must seek approval from the SEC in accordance with the specified criteria, such as qualifications of foreign issuers, requirements on financial advisors and intermediaries

bond issuers? experience sharing. The afternoon session will introduce ?the bond fair 2015? joined by financial advisors, bond underwriters and assets management companies seeking investment in new bond

to facilitate cross-border investment in the ASEAN region. SEC has already put in place rules permitting securities brokers or investment advisors to promulgate research analysis. The promulgation

-case basis if necessary and lays out guidelines for promoting and supporting the establishment of high yield bond funds, etc. The Bond Market Development Committee comprises 17 members and advisors

 Bangkok, August 26, 2014 ? The SEC supports commercial banks and their subsidiaries to expand their businesses in relation to new capital market products by taking roles of financial advisors