company so complies. In addition to the financial statements for Q3/2014 the public prosecutor issued a prosecution order; however, attempt to arrest the juristic person representative failed and the
3. Mr. Steven or Steve Entwistle.- Mr. Steven or Steve Entwistle.- as Managing Director, the representative office solicited the foreign investors to make investments according to Gilt Edge’s advice
), Section 16 and subject to sanctions under Section 125 respectively. The public prosecutor issued a prosecution order; however, the juristic person representative has evaded the arrest and has been pursued
market components. Ultimately, the principles of good governance underpin the sustainable development of a vibrant capital market capable of meeting the market constituents’ growing needs as well as the
20T H ANNIVERSARY 1 Securities and Exchange Commission, Thailand Annual Report 2012 SEC ANNUAL REPORT 20122 THE YEAR OF CHANGE The year 2012 was the time for change to become the visionary partner whose balance between proactive and preventive approaches has led to stakeholders’ confidence in the Thai capital market. THE YEAR OF CHANGE 20T H ANNIVERSARY 1 02 MESSAGE FROM THE CHAiRMAN 04 MESSAGE FROM THE SECRETARY-GENERAl 06 SEC BOARd 09 CApiTAl MARkET SupERviSORY BOARd 12 ExECuTivE OFFiCERS 13 O...
Private Fund Management Companies Fund Managers Custodians Auditors I nvestment Analysts / Investment Consultants Marketing Representative of Private Fund Provident Funds Management Companies
scope of operation of foreign representative branches of Thai business operators and apply the rules of the regulators of such foreign representative branches instead, (3) allow more flexibility on
Commission on Human Rights (AICHR) AICHR Thailand และ AICHR Malaysia โดย Prof. Dr. Amara Pongsapich, Representative of Thailand to the AICHR กล่าวต้อนรับ และกล่าวเปิดงานโดย Keo Remy, Representative of Cambodia
offering of investment units issued by general mutual funds in Thailand, such as the requirements on prospectus, fact sheet and annual report. In addition, a local representative or representative office
Mr. Amit Prakash Mr. Amit Prakash, Managing Director of Polyplex (Thailand) Public Company Limited (“PTL”), and director and representative of juristic person of Polyplex (Asia) Pte. Ltd. (“PAPL