(details as appear in enclosure 1) and send a notification disclosing at least the information specified in List 2 of the Major Transaction Rules to its shareholders within 21 days from the date on which the
their clients and asset owners through an investment mandate and generate returns for them. (2) Asset Owners : organisations who pool funds of clients in collective investment vehicles. Asset owners
interest to ensure they are disclosing in line with the framework.” Ruenvadee Suwanmongkol, Secretary-General of the Securities and Exchange Commission, Thailand, said: “The SEC is very pleased to cooperate
contract; “derivatives exchange” means the derivatives exchange licensed from the Securities and Exchange Commission. Clause 2. When disclosing risk associated with futures trading, the derivatives broker
” means the derivatives exchange licensed from the Securities and Exchange Commission. Clause 2. When disclosing risk associated with futures trading, the derivatives broker must prepare a risk disclosure
economic, environmental and social impacts. The practice of disclosing sustainability information inspires accountability, helps identify and manage risks, and enables organizations to seize new
relevant report disclosing minimum information memorandum specified in Schedule 1 of the Notification of Acquisition and Disposal as well as provide the minimum information memorandum concerning specified in
structured finance product has informed the CRA that it is publicly disclosing all A-11 relevant information about the obligation being rated or if the information remains non-public. 2.10 A CRA should not