, in this inspection cycle, the SEC adjusted the scope and guidelines for planning workpapers inspection according to a holistic risk-based approach by gathering risk information from several sources
objective in undertaking fund management business for short and long term. Objective should be set for the short-term plan and criteria/factor for evaluation of the accomplishment of the plan should be
strategic plan, policy and objective in undertaking fund management business for short and long term. Objective should be set for the short-term plan and criteria/factor for evaluation of the accomplishment
The opinions of the Independent Financial Advisor on the connected transaction (For the purpose of translation only) 0 The opinions of the Independent Financial Advisor on the connected transaction by Thai Wacoal Public Company Limited Presented to Shareholders of Thai Wacoal Public Company Limited Prepared by 8 March 2019 This English report of the Independent Financial Advisor’s Opinions has been prepared solely for the convenience of foreign shareholders of Thai Wacoal Public Company Limited...
walkthrough theme park under concept of The World’s Must Visit Destination in Thailand, opened luxury zone gathering the best of global luxury brand and opened the largest aquarium in Thailand “AQUARIA Phuket
issues. Furthermore, the SEC has started a campaign to visit the management of listed companies to promote an understanding and gathering information on the problems faced by listed companies in their
each element of TSQC 1 in 2016 and 2017. rd nd st ndst 13 The preceding facts reflect the accomplishment of the audit firms in elevating the quality of both audit firms and audit engagements
provider. Thus, BCPT is still gathering forward momentum expanding its trade transactions with partners and new product roster following the strategies to expand the company’s business. 16 Management
to provide assistance in gathering necessary information or evidence to determine whether there has been any violations of the law governing digital assets or other laws of similar nature of such
Securities and Exchange Commission Independent Audit Inspection Activities Report THE ROAD LEADING TO GROWTH 2013 This report is available for download on the SEC website: www.sec.or.th Contact For more information, please contact us at: Securities and Exchange Commission,Thailand 333/3 Vibhavadi-Rangsit Road, Chomphon, Chatuchak, Bangkok 10900, Thailand Tel : +66 2 263 6082 or +66 2 263 6218 e-mail : oca@sec.or.th Root cause analysis Activities for enhancing audit quality Suggestions on how to...