market. The event gave an opportunity to gain knowledge and experience as well as to exchange views among the SEC, researchers, educational institutions, businesses in the capital market, and both public
professionals/gatekeeper Company secretary Aud i tor Company secretary Qaulification Q: Does the Securities and Exchange Act specifies the qualifications of company secretary? What educational backgrounds or
professionals/gatekeeper Company secretary Aud i tor Company secretary Qaulification Q: Does the Securities and Exchange Act specifies the qualifications of company secretary? What educational backgrounds or
: .......................................................... E-mail address: ........................................................................................................................ 7. Affiliated with audit firm
: .......................................................... E-mail address: ........................................................................................................................ 7. Affiliated with audit firm
Thailand: (1) being allowed to perform audit work under foreign law or rule; (2) being affiliated with an audit firm that has an audit quality control system and the required number of personnel; (3) meeting
) Certificate of Juristic Person Registration or Incorporation Document of Audit Firm with which the Applicant is Affiliated and Shareholders’ List Original: 0 copy Photocopy: 1 copy Remark: Sign to certify on
upon the SEC Office’s request. I allow and will facilitate the SEC Office’s inspection of audit quality of my own work and audit quality control system of the audit firm, both before and throughout the
three years; (4 ) a profi l e and relevant details of the audit firm; (5 ) a certification and consent letter of the audit firm (Form 61-2); Period of Approval Validity : not
AQIs ) 1 % 2564 2563 1 (Leadership Responsibilities for Quality within the Firm) ( ) (1) 2 (Relevant Ethical Requirements) ( ) (3) 3 (Acceptance and Continuance of Client Relationships and Specific