April 18, 2022 “Red flags” – how useful? • Very rapid growth • Charismatic founder with carefully managed image • Cultivation of politicians • Promises of philanthropy • Complexity • Friends and family in

relationships between the firm, principals or staff or their family members and the audit client or its affiliates? e.g. joint ventures, joint property interests etc. 2 https://www.sec.or.th/TH/Documents/Auditor

, family control business, turnover ratio 1. Introduction Funding is one of the main contributions for the success of the firm. One of the main objectives for the companies to go public is to create the

performance of listed companies in Thailand. ⊷ The listed companies in Thailand are mostly family-owned businesses with high family ownership concentration that can weaken a firm’s corporate governance

.pdf ethical.doc Relationships: Are there any business relationships between the firm, principals or staff or their family members and the audit client or its affiliates? e.g. joint ventures, joint

IRSL are: (i) Mr. Om Prakash Lohia and his immediate family holding in aggregate of approximately 36.32% (or approximately 22.39% of the enlarged share capital on a dilution basis) and (ii) Brookgrange

their family members and the audit client or its affiliates? e.g. joint ventures, joint property interests etc. 2 https://www.sec.or.th/TH/Documents/Auditor/QAQR-03.xlsx

corporate governance principles to family-controlled businesses, expectations from institutional investors and disclosure of beneficial ownership in businesses in Asia.    -------------* Established https

between the firm, principals or staff or their family members and the audit client or its affiliates? e.g. joint ventures, joint property interests etc. 2 https://www.sec.or.th/TH/Documents/Auditor/QAQR-03

ฝึกอบรมสัมมนา SEC Family กิจกรรมพี่น้องล้อมวงคุย  ศึกษาดูงานพิพิธภัณฑ์ต้านโกงของสำนักงาน ป.ป.ช. เป็นต้น รวมทั้งมีการประเมินความเข้าใจและการแสดงออกพฤติกรรมตามค่านิยมทั้ง 4 ด้านในปี 2563 ซึ่งได้คะแนน