(if any), as specified by the SEC Office’s Notification, which the intermediary shall fulfill before entering into the transaction for the purpose of transparency or fairness to the client. Clause 23
organization’s information or internal information system are aware of and fulfill their information security responsibilities. Provisions in the Notification No. Sor Thor. 37/2559 Clause 13 An intermediary shall
funds needed to fulfill such commitments. C. Research and Development, Patents and Licenses, etc. 1. Provide a description of the issuer's research and development policies for the last three years, where
intends to obtain the ACMF Pass, is required to apply via the attached Licensed Firmin the Host Jurisdiction and fulfill the requirements as prescribed by the Host Regulator. He/she is not required to take
information or internal information system are aware of and fulfill their information security responsibilities. Provisions in the Notification No. Sor Thor. 37/2559 Clause 13 An intermediary shall create an
at the top of an organization, a leader of an audit firm is ultimately responsible for the firm’s quality control system and its effectiveness. Therefore, to fulfill that responsibility, he or she has
. Corporate Affairs Financial Management Through the year, the SEC managed its budget prudently aiming to fulfill the organization's strategic objectives while maintaining efficient management of its resources
an indication of the general purpose of such commitments and the anticipated sources of funds needed to fulfill such commitments. 20 C. Research and Development Provide a description of the issuer's
executive of an organization, a firm leader is ultimately responsible for the firm’s quality control system and its effectiveness. Therefore, to fulfill that responsibility, he or she has to ensure that