affected client. Nuchanart’s demeanors above were wrongful acts against investors, which were deemed failure to perform duties or give services with loyalty in accordance with the Notification of the
failure to perform duties or give services with loyalty, responsibility and deliberation as a professional in contravention to the Notification of the Capital Market Supervisory Board.* SEC has therefore
Thianthong, Vice President, Marketing, Commercial and Supply at the time of the offense, on account of failing to perform duties with responsibility, due care and loyalty as director or executive of
) Mr. Sakesan Baisak and (3) Mr. Partheep Chinsangtip jointly failed to perform their duties with responsibility, due care, and loyalty or failed to perform their duties with dishonest intent and
(2) Mr. Sakesan Baisak and (3) Mr. Partheep Chinsangtip jointly failed to perform their duties with responsibility, due care, and loyalty or failed to perform their duties with dishonest intent and
. Patiphat Supasirisin and (3) Mr. Partheep Chinsangtip jointly failed to perform their duties with responsibility, due care, and loyalty or failed to perform their duties with dishonest intent and obtained
หุ้น 0.08 5.08 10/04/2551 ฉบับแก้ไข 246-2 ROBINS FIDELITY INTERNATIONAL LIMITED จำหน่าย หุ้น -0.48 4.56 12/11/2550 246-2 ROBINS FARALLON CAPITAL MANAGEMENT, L.L.C. ได้มา หุ้น 0.54 10.51 10/10/2550 ฉบับ
อาร์ จำกัด จำหน่าย หุ้น -2.11 4.70 11/10/2549 246-2 LALIN บริษัท ไทยเอ็นวีดีอาร์ จำกัด ได้มา หุ้น 0.63 5.19 02/05/2549 246-2 LALIN FIDELITY INTERNATIONAL LIMITED จำหน่าย หุ้น -0.44 4.65 28/04/2549
particular, she failed to properly discharge her professional duties with loyalty, to provide services with honesty, and to perform her duties with professional due care. The SEC therefore suspended approval
, Engagement, AIGCC Ms. Ally Chin, Sustainable Investing Associate, Fidelity International Ms. Corrine Png, Regional Head of Equities Research and Stewardship, AIA Group / AIA Investment Management Ms. Enci Wang