) specifying the activities of the intermediary which shall be approved by the SEC Office before doing thereof in order to prevent the breach or fail to comply with requirements of this Notification; (5
Office, no later than 31 December 2019. In the case where any personnel in the capital market business under Paragraph 1 fail to attend such training course within the specified period, the intermediary
recognized by the SEC Office, no later than 31 December 2019. 9 In the case where any personnel in the capital market business under Paragraph 1 fail to attend such training course within the specified period
organized by an agency recognized by the SEC Office no later than 31 December 2019. In the case where any personnel in the capital market business under Paragraph 1 fail to attend such training course within
fail to attend such training course within the specified period, the intermediary shall prohibit such personnel from providing services to clients regarding investment in capital market products
ผูประกอบธรุกิจ SBL และนําไปขายชอรตหลักทรัพยผานบัญชีเงินสดได โดยไม จําเปนตองเปนบริษัทหลักทรัพยเดยีวกับที่ยืมหลักทรัพย 2. กรณียืมหลักทรัพยเพื่อไป cover fail บริษัทหลักทรัพยสามารถยืมผานศูนย
, manager, officer, employee, agent or delegate acts or causes the trustee to act as follows: (1) fail to perform the duty of the trustee under the trust instrument or this Act; (2) manage the trust property
from acting within the prescribed period of time, in cases where its director, manager, officer, employee, agent or delegate acts or causes the trustee to act as follows: (1) fail to perform the duty of
, officer, employee, agent or delegate acts or causes the trustee to act as follows: (1) fail to perform the duty of the trustee under the trust instrument or this Act; (2) manage the trust property