Section 121 Securities and Exchange Act B.E. 2535 Section 121. A mutual fund supervisor shall be a commercial bank or a financial institution which has qualifications as specified in the notification
the specified period under Clause 10, liquidator shall apply for a waiver for liquidation periods of property fund for solving financial institution problems, mutual fund for solving financial
extent the issuer has a continuing relationship with such entities; (b) the sponsor for listing or issue manager to the offer; (c) the underwriter to the offer, if any; and (d) the legal advisers to the
institution having relationship as its parent company, subsidiary company, or associate company, the derivatives broker shall receive consent given in writing from the client prior to the foregoing process. The
days as of the changing date. In the case where the derivatives broker deposits or invests the segregated asset of client with financial institution having relationship as its parent company, subsidiary
disapproval again. As a result there were no any investors interested in such investment sought. - Other funding source procurement, e.g., loan from institution. Due to the Company continued having loss from
institution which is governed by a main regulator and later obtains a license to undertake securities business, but not including a financial institution licensed to undertake securities borrowing and lending