funds with constant NAV and exempting business operators from performing the customer risk profile evaluation if the only investment product they offer is low-risk money-market fund. The
. Others include preparation of financial statements, methods to contact and service customers with identification of customers’ real identities or real beneficiaries, evaluation of customers’ investment
eligible sustainable projects, the process for project evaluation and selection, project progress reporting and the selection of sustainability KPIs. This is also to ensure that investors have accurate and
solutions and search for financial information. The SEC will also hand out toolkits for trainees as guidelines for their internal activities and evaluation. Also featuring in the training course will be those
, but they shall keep monitoring such operations. Division 3 Impacts from emergency incidents which may cause major operational disruptions to the critical functions Companies shall arrange an assessment
emergency incidents which may cause major operational disruptions to the critical functions Companies shall arrange an assessment on risks and possibility of major operational disruptions due to a possible
Commission SorChor. 24/2555 Approval of Appraisal Company and Lead Appraiser Contributing [Asset Evaluation] for Capital Market Transaction (Codified) (6744) 06/11/2012 16/12/2012 Notification of the Office
of REIT manager concerning reasonableness of transaction; (c) details concerning evaluation of asset disposal of the appraiser e.g. value appraisal date, appraised value, appraisal method, name of
evaluation of purchase price allocation (PPA) of business acquisition During the period, the Company has clarification of the progress of evaluation of purchase price allocation (PPA) of acquisition of NPP