. This revision came as a result of the earlier round of public comments, taking place last month, on its guiding principle for setting the licensing fees. In proposing the rule changes, the SEC took into
(Synopsis) 20/11/1998 4. Circular 3/2543 27/09/2000 27/09/2000 5. Circular 37/2545 24/12/2002 6. Circular 20/2541 06/07/1998 7. Circular 15/2538 23/08/1995 8. Circular 15/2537 19/08
E_1 Legal_FA_2015_12_29-c A brWCorpL.1hig A Executive Summary Management Discussion and Analysis For the Quarter Ended March 31, 2018 In the first quarter of 2018, Thai economic growth gained traction, buoyed by both domestic and international factors. However, the business sector faced rising challenges, namely various forms of competition, a borderless marketplace within the ASEAN Economic Community (AEC), and the advancing digital age amid the rapid pace of technological advancement, thus lea...
· Forms 2 Does the firm have policies and procedures for the retention of firm’s documentation for a period of time sufficient to permit those performing monitoring and review procedures to evaluate the
Printable Format - Laws and Regulations Marketing |- Approval and Standards Practice |- Code of Conduct |- Fees |- Related Circular Letter Bond Dealer and Underwriter |- Fees (section 14 and 19
Report on Assets of Customers (Synopsis) 16. Circular 24/2547 14/05/2004 17. Circular 7/2544 22/01/2001 18. Circular 16/2543 12/07/2000 19. Circular 2/2543 08/02/2000 20