Principles for Undertaking Securities and Derivatives Businesses

PowerPoint Presentation CORPORATE GOVERNANCE FOR ASIAN PUBLICLY LISTED FAMILY-CONTROLLED FIRMS Dr. Tony Tan, CFA Co-Head, Ethics, Standards & Professional Conduct 6 December 2017 Bangkok, Thailand

sector. In addition, as SEC has measures for monitoring and inspection of reports, data, including business standards and ethics of the securities companies, it is able to ease the rules to better

. https://www.etda.or.th/getattachment/Our-Service/ AIGC/AIGC/Ai_Gov_Guideline_edit.pdf.aspx?lang=th-TH Monetary Authority of Singapore. Principles to Promote Fairness, Ethics, Accountability and

, strategy, policy and operational plan shall be harmonized with fiduciary duties and good corporate governance principles. Clause 3. To attain the availability of competent personnel, the management company

fiduciary duties and good corporate governance principles. Clause 3. To attain the availability of competent personnel, the management company shall: (1) have personnel in an adequate number for all types of

operational plan shall be harmonized with fiduciary duties and good corporate governance principles. Clause 3. To attain the availability of competent personnel, the management company shall: (1) have personnel

components similar to original COSO framework and elucidated into 17 principles to clarify the concept. Applications The companies are recommended to use this evaluation form as a guidance for evaluating and

principles: 1) Restorative by design: striving to be exemplary in environmental responsibility, helping to preserve, restore and regenerate the natural resources upon which it depends and doing so in harmony

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