on related party transaction. Audit committee shall have independence as basic qualifications as required by the SET notification, meaning that audit committee shall be independent director.   Q: Can

Can Go Wrong? 13 • Data is inaccurate or incomplete • Recording of unauthorized or non-existent transactions • Potential loss of data or inability to access data as required • System processing is

as required by the SEC Office. Clause 4 The particular on the authority, duties and responsibilities of the management company shall contain at least the material information as follows: (1) provision

, the SEC deems it necessary for the audit firms to be self-reliant, which always starts with an adequate supply of competent audit staff who possess thorough understanding of both accounting and auditing

Debentures (CD) Warrant Approval Conditions The SEC generally approves the offer for sale of ESOP, namely, application to the SEC for approval is not required for the offer to sell newly issued shares for ESOP

The Derivatives Act The Derivatives Act B.E. 2546 SECTION 41. The provisions of this Division shall apply to any derivatives broker licensed under Section 16. The SEC may, if necessary, promulgate

Disposa n criterion wh m the Comp ad entered in which the Boa ry of the Com imited which udio and new e of transact ower than 15 e Acquisition a an acquisition , it is required nge of Thaila er Acts of a L

experience with relevant regulatory or reporting requirements, or the ability to gain the necessary skills and knowledge effectively; · The firm has sufficient personnel with the necessary competence and

quality personnel on audit quality, it becomes necessary for audit firms to maintain a robust system, ensuring that their staff at least meets the required levels of both competency and ethical standards

Experiment and Develop Innovation in Support of Service Provision Related to Capital Market Which Are Not Deemed an Undertaking of Derivatives Business For Which an Approval Is Required _____________________