equitable treatment to clients; (3) the derivatives broker shall maintain each client’s confidential information and refrain from disclosing personal information, information on trading of derivatives, or a
best interests of clients; (2) the derivatives broker shall give equitable treatment to clients; (3) the derivatives broker shall maintain each client’s confidential information and refrain from
เดียวกัน) เพื่อสามารถ check & balance ได เปนตน 5 กรณีที่ทรัสตีจดัการกองทรัสตแลวขาดทุน ทรัสตีจะตอง รับผิดชอบหรือไม การที่ทรัสตีมี legal ownership แตไมใช equitable ownership จึงตองมี fiduciary duty
transaction and such transaction should be fair to the client under that particular situation. (3) Proxy voting (4) The calculation of the asset value of the fund should be carried out in accordance with the
Entering into the Transaction In evaluating fairness of price in entering into the transaction of selling this land to SPI, the Independent Financial Advisor assessed the fair value of the asset based on
the acquisition of the real estate shall not contain any agreement or commitment which may cause [i] the REIT being unable to dispose of the real estate at a fair value (at the time of disposal), for
to the amalgamation, the assessment of fair value of assets and liabilities received from the acquisition is required according to accounting standards, resulting in the Company realizing goodwill from
(UNOFFICIAL TRANSLATION) Codified up to No.9 As of 20 February 2017 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. 14 Notification of the Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries _____________________________ By virtue of Section 16/6...