engagement levels. Thus, the quality of SEC?s auditor supervision has been internationally recognized, as evidenced by IFIAR?s acceptance as a member in 2010. In addition, the European Union?s endorsement in
aspects and age groups is attracting support and endorsement from all sectors. The SEC recognizes and commends businesses that value the importance and benefits of providing knowledge to the public on a
Monitoring, supervisory and enforcement mechanism 11 3.6 National regulations regarding the approval process, and other requirements 12 Appendix 1: Recognised ACMF member countries for ACMF Pass framework 13
licensed firm Give advice Retail investors Licensed & regulated by Home regulator ACMF pass holder Fast-track approval Give advice Non-Retail investors Attachment is subject to host’s Laws and Regulation
securities business, having obtained an approval to establish from and having registered [such establishment] with the SEC Office; (2) an association relating to supervision of a derivatives intermediary, of
(effective on 1 January 2018). 2 “association” means: (1) an association relating to a securities business, of which objectives is for promoting and developing securities business, having obtained an approval
obtained an approval to establish from and having registered [such establishment] with the SEC Office; (2) an association relating to supervision of a derivatives intermediary, of which objectives is for
Finance Ministers at the upcoming meeting in April 2016 for endorsement. The Action Plan will drive the ACMF ' s objective of achieving an inter-connected, inclusive and resilient ASEAN capital market, to