follows: (1) During February – March 2017, Nutnicha solicited a client to buy IPO shares of a company, claiming that she had the right to buy such shares as an employee of Apple Wealth Securities. She
Transferable Subscription Rights Employee Stock Option Program Employee Joint Investment Program Warrant Debt Instrument Real Estate Investment Trust https://www.sec.or.th/EN/Pages/LawandRegulations
Equity Instrument Share Transferable Subscription Rights Employee Stock Option Program Employee Joint Investment Program Warrant Debt Instrument Real Estate Investment Trust https://www.sec.or.th/EN/Pages
decreased. 3. The company had total administrative expenses of THB10.18 million decreased by THB2.23 million from the same period of last year or 17.97% decrease because employee expense and other
requiring provisions for employee benefits of Baht 23.7 million (Baht 6.3 million recorded as production cost while the remaining Baht 17.4 million recognized as SG&A expense) the full year 2019 profit would
increased by THB2.76 million from the same period of last year or 26.34% increase because employee expense and other administrative expense rose. 4. Finance costs had THB15.71 million increased by THB10.47
expenses of THB59.36 million increased by THB7.25 million from the same period of last year or 13.91% increase because employee expense and other administrative expense rose. 4. Finance costs had THB43.49
opinion by an auditor approved by the Office, and such auditor must not be a director, staff member or employee of such securities company. The auditor of the private fund must adhere to the code of conduct
expenses of Baht 536.99 million, increased from the last year Baht 32.68 million or 6.48% due to the company’s expenses increased from employee expenses and space retal. 4. Share of gain (loss) from