benefit that are clear, easily understandable, not misleading, appropriate and fair; (4) has been publicly communicated to the investors in advance for a proper period of time; (5) the expenses of which are
and governments which allow them to easily prioritize climate and green bonds with confidence that the funds are being used to mitigate and/or adapt to climate change. The green bond market is moving
, and general cooling uses. The “water sector” is a broad term, and many of water infrastructure assets may not necessarily be easily labelled within the sector but overlapped with other areas, such as
well understood by market participants or easily accessible. It is not always clear what is mandatory and what is voluntary, or what the most current and relevant requirements are. There is also
providers. In our experience, this problem is often easily addressed. Heavy Engagement The other side of the barbell, for us, is characterized by a deep investment of time and resources. These engagements are
shall be widely communicated to the relevant personnel of the intermediary in an easily accessible manner in order for such personnel to understand and be able to comply with such policy correctly; (2
be widely communicated to the relevant personnel of the intermediary in an easily accessible manner in order for such personnel to understand and be able to comply with such policy correctly; (2
investors to carefully study the prospectus before making any securities investment decision, where the caution statement shall be in easily legible print and in a size not less than the size of the letters
Securities and Exchange Commission 10,13-16 The GPF Witthayu Building 93/1 Wireless Road, Lumpini, Pathumwan, Bangkok 10330. Tel: 0-2695-9999, 0-2263-6499 Fax: 0-2256-7711 www.sec.or.th. Securities and Exchange Commission Independent Audit Inspection Activities Report Independent Audit Inspection Activities Report for the 1st Cycle 1 October 2010 - 31 December 2012 Introduction Quality Assurance Review Panel (“QARP”) First step with confidence Activities for audit quality enhancement Summary of...
Securities and Exchange Commission Independent Audit Inspection Activities Report THE ROAD LEADING TO GROWTH 2013 This report is available for download on the SEC website: www.sec.or.th Contact For more information, please contact us at: Securities and Exchange Commission,Thailand 333/3 Vibhavadi-Rangsit Road, Chomphon, Chatuchak, Bangkok 10900, Thailand Tel : +66 2 263 6082 or +66 2 263 6218 e-mail : oca@sec.or.th Root cause analysis Activities for enhancing audit quality Suggestions on how to...