investors for their investment decisions. In additions, the investment consultants/investment planners shall ensure that the potential clients are informed of the action taken before accepting purchasing
units are repurchased. In this case, any holidays in a foreign country will not be counted as business days; (4) For other cases, not exceeding five business days from the day the investment units are
(No.5) The Notification of the Capital Market Supervisory Board No. ThorLorThor. 46/2561 Re: Regulations for Personnel in the Capital Market Business (No. 9) Related Forms Application for
markets, over-the-counter trading center and other service providers for transactions in the capital market. “Capital market supervision,” therefore, is primarily the supervision of market participants
business day. (2) Announcement the NAV and investment unit value: (2.1) For mutual fund which investment units are securities listed in the Stock Exchange, the NAV and the investment unit values as of the
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- April, 2015, the SEC has been striving forward the Thai capital market with the emphasis on development in preparation for ever changing global trend and economic environment. This aimed at building trust