ในการประกอบธุรกิจ และการให้บริการที่มีคุณภาพ 2. เงินกองทุนสภาพคล่อง (“liquid capital” : liquid assets2 – total liabilities3) ที่เพียงพอรองรับค่าใช้จ่าย หากผู้ประกอบการเลิกกิจการ (“orderly wind-down
. “liquid assets” means the following assets without binding obligation: (a) cash and bank deposit; (b) a certificate of cash deposit or promissory note issued by a commercial bank, bank established under
or a group of persons who authorized a management company to manage a private fund; “Liquid asset” means assets as follow: (a) Cash or deposit money; (b) Certificate of deposit or promissory notes
group of persons who authorized a management company to manage a private fund; “Liquid asset” means assets as follow: (a) Cash or deposit money; (b) Certificate of deposit or promissory notes issued by a
asset ≥15 - 25 Mn.THB เงนิกองทนุสภาพคลอ่งสทุธ ิ(Net Capital – “NC”) คอื risk-adjusted liquid equity Major Factors • Investment risk • Business risk i.e. Underwriting / DR agent โครงสรา้งสตูรค านวณ NC 5
(3), as the case may be. Clause 5 For compliance with this Notification, the SEC Office shall be empowered to stipulate in detail the criteria for the following matters: (1) details on liquid assets
compliance with this Notification, the SEC Office shall be empowered to stipulate in detail the criteria for the following matters: (1) details on liquid assets and insurance and use of such assets for the
compliance with this Notification, the SEC Office shall be empowered to stipulate in detail the criteria for the following matters: (1) details on liquid assets and insurance and use of such assets for the
derivative exchange having been granted license from the Securities and Exchange Commission. Clause 3. For the purpose of maintaining net liquid capital of derivatives agent, the amount of property required to
derivative exchange having been granted license from the Securities and Exchange Commission. Clause 3. For the purpose of maintaining net liquid capital of derivatives agent, the amount of property required to