: a. reviewing the creditworthiness of the rated entity or obligation regularly; b. initiating a review of the status of the credit rating upon becoming aware of any information that might reasonably be
investors, such as pension fund trustees and representative boards, should be aware of their primary oversight role. 11.2 Constitution All decisions should be taken in the interests of the beneficiaries or
. Clause 2 The Notification of the Securities and Exchange Commission concerning Rules on Exempting the Offer for Sale of Units of Foreign Collective Investment Scheme to Institutional or High Net Worth
the fund shall be disclosed, such as Mr. Korkai Kookkook (since 3 Jan 22) and Mr. PorPla Ta-klom (since 1 Jun 22). In case the management company manages the fund as a team, the team or only two main
to be less informative or even uninformative. However, there has been doubt about whether expanded audit reports with KAMs are really informative to investors. Contributions This study provided the
company as securities broker shall bear a statement of larger fonts, or being marked or done by other methods to highlight such statement to make the client aware of the following matters: (1) risks arising
client appoints a securities company as securities broker shall bear a statement of larger fonts, or being marked or done by other methods to highlight such statement to make the client aware of the
information, the information to be disclosed shall be correct and up-to-date, and shall not be misleading or otherwise distort the truth. Part 2 Mutual Fund Management ___________________ Clause 7 In this Part