Bangkok, August 20, 2009 ? The SEC is inviting public comments on the revision to the rules specifying the prohibited characteristics of personnel in securities and derivatives businesses. The

Bangkok, November 25, 2009 ? The SEC is inviting the public to comment on the proposed revision to the rules governing information disclosure of mutual funds. To provide investors with more concise

Bangkok, September 1, 2009 ? The SEC is conducting a public consultation on the revision to the rules governing registration of derivatives agents/ dealers and their business conduct with an aim to

Bangkok, October 15, 2009 ? The SEC is conducting a public consultation on the revision of rules on approval of securities business personnel to streamline and expedite the approval process in line

Bangkok, June 12, 2009 ? The SEC Board Meeting No. 8/2009 today approved revision of rules governing private fund management business to reduce operating costs and increase flexibility for business

Bangkok, February 3, 2010 ? The SEC has announced three revisions to the rules governing securities businesses and their personnel, as follows: 1. Investment advice of foreign securities

facilitate the private sector.  The revised rules are expected to become effective soon.With a view to increasing the variety of investment choices, underlying securities for DW will be expanded from the

SEC Secretary-General Rapee Sucharitkul said that SEC has issued the notification relating to business operations of digital asset business operators under the royal decree on digital asset businesses, B.E. 2561 on expectation to come into force on 16 July 2018.This notification will be enforced on those who will operate businesses as trading centers, brokerage firms and dealers for digital assets. Under the royal decree, they must obtain licenses to operate digital asset businesses from...