revokes approval of an investment consultant for performing duties dishonestly and acting in the manner that implies dishonesty SEC revokes approval of an investment consultant for performing duties
งมากเกินไป (counterparty limit) - การกนัทรัพยสิ์นสภาพคล่องใหเ้พียงพอเพื่อใหม้ัน่ใจวา่ กองทุนจะสามารถส่งมอบ ทรัพยสิ์นหรือช าระค่าสินคา้ไดต้ามขอ้ก าหนดในสัญญา (cover rule) - การค านวณอตัราส่วนการลงทุนส าห
financial instruments or transactions. Additionally, the fund would be allowed to invest without single entity limit and concentration limit, with at least 10 unitholders.*** The management of the distressed
conversion price. The said instruments will be permissible for investment of mutual funds, except money market funds, under certain investment limit. The relevant regulations are expected to become effective
AGRICULTURAL DEVELOPMENT CHAINAT COMPA... AGRIFEED AND LIVESTOCK COMPANY LIMITED AGRIPAC MANUFACTURING COMPANY LIMITED AGRIPURE HOLDINGS PUBLIC COMPANY LIMIT... AGROTECH THAI COMPANY LIMITED AI ENERGY PUBLIC
>เดิม : จำกัดการลงทุนในตราสารหนี้ที่ไม่ได้ขึ้นทะเบียนใน ThaiBMA หรือตลาดตราสารหนี้ต่างประเทศ ให้ไม่เกิน specific investment product ("SIP") limit1 โดย
deemed as performing duty with dishonesty under the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*. The SEC, therefore, revoked the approval as capital
types of complex products.The relaxation would allow mutual funds offered to accredited investors to invest in any types of financial instruments without company limit ratio, which has already been the
do so in the future; - To limit the collective shareholding of all patrons and related persons up to 25 percent of the IPO shares sold; - To require the board of directors to approve the criteria for
useful contributions to the issuing company clearly and continuously, and to limit the collective shareholding of all patrons and related persons up to 25 percent of the IPO shares sold; 2. To shorten the