Miss Anongporn ThaninTharathan Miss Anongporn Thanintharatorn, jointly with other alleged persons, operated mutual fund management in Thailand under the name of "Standard Morgan" without
) to the SEC within the specified period. This case is in the process of investigation by the inquiry official SEC Act S.56(2)(3)(4) Criminal Complaint Filed with an Inquiry Official Dated 28/02
special case prosecutor official. SEC Act S.315 Criminal Complaint Filed with an Inquiry Official Dated 26/12/2008
order against the accused; however, attempt to arrest the offender failed and the statute of limitations ran out. SEC Act S.312 Criminal Complaint Filed with an Inquiry Official Dated 12/12/2012
signing is a good beginning for closer cooperation with regard to monitoring of businesses entering the rehabilitation or bankruptcy process. It will also strengthen enforcement efficiency and human
Bangkok, April 27, 2015 ?The SEC notified AI Energy Plc. (AIE) and its parent company, Asian Insulators Plc. (AI), to cooperate with the auditors in auditing their 2014 financial statements where the
List calculation date is July 10, 2015. The SEC and the SET have cooperated closely in monitoring securities traded with high turnover ratio where the SET functions as a front-line regulator to
The SEC held a group meeting with nine organizations to integrate collaboration to prevent and suppress digital asset-related frauds and promote investor education regarding digital asset
The SEC hosted the meeting with executives and representatives from the nine organizations, namely (1) the Ministry of Digital Economy and Society, (2) the Department of Special Investigation, (3
Bangkok, February 19, 2015 ? The SEC lifts up mutual fund rules to allow investment in derivatives and structured notes (SN) in line with international standards.Vorapol Socatiyanurak, SEC Secretary