Financial Advisor (FA) has a crucial role in selecting and screening qualities of companies to be listed in the Stock Exchange of Thailand. An FA is obligated to ensure that the companies disclose thorough
strategies for the development and promotion of duties and self-discipline within securities companies – a critical responsibility for everyone, including the board and management, customer service, risk
Notification. “ critical function ” means any activities related to services, transactions or any other functions of an intermediary, the disruption of which would significantly affect customers, business
Dialogue ...................................................................................... 16 Building Trust Is Critical for Effective Engagement
gathering related documents and evidence for auditor. Considering that financial statements provide investors and shareholders with vital information for making investment decision and monitoring listed
market personnel including new types of capital market personnel required to obtain the SEC?s approval due to their vital responsibilities having high impact on the clients. The approval will be applicable
12.93 * = Annualized Dusit Thani PCL Management Discussion and Analysis For 3Q17 and 9M17 P a g e | 7 Currently, the Company is in the first 3 years of strategic plan (2016-2018) which is a crucial stage
rapid development, technology increasingly plays crucial role in delivering innovative products and services, offering the public more choices and democratizing access to financial services. Initial Coin
international organization concerning capital market supervision is crucial and necessary. The regulations under this Notification set a standard for operation of derivatives exchanges so that their services are
business in the category of securities brokerage, securities dealing, securities underwriting, mutual fund management, private fund management and securities financing. “Critical function” means any