and Digital Technology Division, participated in SFF panel discussions. These included a session with digital asset regulators titled, “Viewing Today’s Crypto-asset Markets through Regulatory Lenses
non-financial industries such as energy, arts, entertainment or sports whereby various assets are converted into digital tokens to enhance transaction efficiency and consumer accessibility. Regulators
as well as licensees which cease business operations.For financial institutions supervised by other lead regulators and licensed to operate securities or derivatives businesses, such as commercial
Shareholders/Fund Manager/Mutual Fund Supervisors/Custodians/Auditors >> Registration and Qualifications Type Title Section See Document Status Notified Date Effective Date 1. Act Securities and Exchange Act
- Mutual Funds, Private Funds, Provident Funds, Fund Managers, Investment Consultants, Fund Supervisors etc Digital Asset Businesses Intermediaries Exchange, Broker, Dealer,Advisory Service, Fund Management
Kuala Lumpur, 22 February 2017 ? Four ASEAN audit regulators and Big-Four audit firms in the region have collectively agreed on a measurable goal to improve audit quality. This initiative was
Commissions (IOSCO). This is to ensure that, if necessary, the SEC will be able to exchange information regarding the supervision of those foreign funds with foreign regulators under the IOSCO Multilateral
, IOSCO has requested the cooperation of platform service providers to support and collaborate with regulators in their respective countries to prevent and combat online investment scams. IOSCO has also
Exchange Commission of Cambodia (SECC), and executives in Phnom Penh, Cambodia, on August 5, 2019.On this occasion, both regulators exchanged views on cooperation and assistance that the SECC and SEC
launch of the new set of Principles by OECD at this Asian Roundtable in Bangkok. Capital market regulators in Asia have continuously placed importance on the implementation of OECD Principles to reinforce