time which was not consistent with the normal market conditions. Additionally, she continuously traded RICH shared which results in the purchase or sale of such securities which was not consistent with
appropriately and sufficiently in line with the number of clients and the transaction volume; 2) Rectifying the client acceptance policy to be consistent with the work systems capable of providing services
the general public to believe that UMI shares were purchased or sold in great volume at that time which was not consistent with the normal market conditions on purpose to lure the general public to
Asset Management Co., Ltd.), has committed an offense with dishonest intent and obtained unlawful gains for himself or another person by authorizing a mutual fund of Solaris Asset Management Co., Ltd. to
in the Departmental Level State Agency Category. The SEC is committed to leveraging digital technology to continuously enhance services and operational efficiency under the principle of providing
being commercial executive vice president of GSTEL, committed or permitted another to act so as to falsify the accounts of GSTEL by making false entries concerning the purchase of raw materials from
Leeswadtrakul, while being chief executive officer of GSTEL, committed or permitted another to act so as to falsify the accounts of GSTEL by making false entries concerning the purchase of raw materials from
director and acting president of GJS, committed or permitted another to act so as to falsify the accounts of GJS by making false entries concerning the purchase of raw materials from overseas suppliers
being vice chairman of GJS, committed or permitted another to act so as to falsify the accounts of GJS by making false entries concerning the purchase of raw materials from overseas suppliers materially
provided for EMM which committed an offence under the Securities and Exchange Act B.E. 2535 (1992) Section 90 and subject to sanctions under Section 289 by operating securities business without obtaining