อย่างยั่งยืน ความเชื่อถือและความเชือ่มัน่ TRUST & CONFIDENCE ต่อตลาดทุนและสมรรถนะของ ก.ล.ต. ทิศทางการก ากับและการพัฒนาตลาดทุนไทย ตลาดทุนมคีวามน่าเชือ่ถือ (Trust and Confidence) ตลาดทุนเป็นแรงขับเคล่ือนส
Printable Format - Laws and Regulations Investment Advisory |- Licensing/Ministerial Regulation |- Activities not deem to be classified as operating securities business |- Business Operation Rules
Printable Format - Laws and Regulations Derivatives Agent |- Definitions (Section 3) |- Licensing / Registration (Section 16) | - |- Licensing | - |- Activities NOT deem TO be classified AS operating
revenues from normal course of business. As a matter of fact, such revenues were classified as other incomes from acting as agent for selling of goods. The revenues were not generated from the actual
revenues from normal course of business. As a matter of fact, such revenues were classified as other incomes from acting as agent for rendering services. The revenues were not generated from the actual
toner and printers, Baht 26.09 million, were the revenues from normal course of business. As a matter of fact, such revenues were classified as other incomes from acting as agent for selling of goods. The
Personnel in Capital Market dated June 3, 2014; classified as prohibited characteristics of personnel in capital market according to Clause 31(1) of the same Notification. Meanwhile, {A}, then a branch
Intermediaries and professional Number of Companies 145 As of : 08 Aug 2024 Last Updated : 09 Aug 2024 More information Intermediaries and professional summary Number of Companies Classified by Type of Companies
Other Related Entities in order to Ensure Confidence of the Investing Public ● Supervision of Market Intermediaries - Securities Companies - Asset Management Companies - Inspection - Supervision of those
Entities in order to Ensure Confidence of the Investing Public ■ Supervision of Market Intermediaries ■ Inspection of Listed Companies and Market Intermediaries ■ Regulation and Law Enforcement G OA L 4