that made the intermediary has been determined to have prohibited characteristics thereof; (6) having not appeared that the intermediary deliberately concealed its financial status or operating result
characteristics thereof; (6) having not appeared that the intermediary deliberately concealed its financial status or operating result during backward 12 months before the expected date of establishing the branch
be disclosed are not concealed. As of June 2021 8 No. Question Answer Please note that the language initially used in the information or documents of the Hong Kong Covered Fund that are submitted to
chief executive officer appoints knowledgeable, skilled, and experienced key executives. The board or the nomination committee together with the chief executive officer should establish the criteria and
according to the recommendation of the Nomination and Remuneration Committee since they are knowledgeable and experienced, which would benefit to the Company’s operations 6. Propose to the 2020 Annual General
decision to invest, the investor should study in detail before making investment decision; (4) providing knowledgeable and expert personnel to explain the information on mutual fund rating upon enquired; (5
the termination will significantly reduce future costs. In addition, the Group has personnel who are knowledgeable and capable enough to be ready to carry out the tasks themselves. Finance costs For the
Office may prescribe other conditions for the derivatives broker to comply with. Clause 10. The derivatives broker shall procure personnel who are knowledgeable, capable or experienced and who are
knowledgeable, capable or experienced and who are beneficial to the undertaking of the derivatives brokerage business in a sufficient number to accommodate the undertaking of the derivatives business in an