Chindakul, Miss Paradee Teawanitchakul, and Mr. Noppadon Chaidarun, who were responsible for the operation of EARTH, shall be liable for an order or an action which results in the offence that EARTH committed
Chindakul, Miss Paradee Teawanitchakul, and Mr. Noppadon Chaidarun, who were responsible for the operation of EARTH, shall be liable for an order or an action which results in the offence that EARTH committed
securities or the suitability of investing in those securities of a person or group of persons to acquire benefit from securities in consideration of a fee or other remuneration, which was committed through
(TSI), the Stock Exchange of Thailand, there was an incident of intentional dishonest act committed on December 11, 2014 when Atcmima took an exam for qualifying investment consultant under the name of
178,713,420.36 31,807,149.07 1,643,024.07 2 5 Offences/Year 2023 Signed a Letter of Consent Filing a lawsuit to the Civil Court Director of Company Unfair Securities Trading Activities *This offense was committed
/9692p.xlsx QAQR-02.xlsx that the firm considers as high risk? Please describe the relevant responses to these risks B1 Who is the ultimate shareholder(s) that have ultimate control of the audit firm, and;? B2
ก.ล.ต. เตรียมออกหลักเกณฑ์ให้ผู้ประกอบธุรกิจหลักทรัพย์ที่ให้บริการซื้อขาย แลกเปลี่ยน หรือจัดจำหน่ายตราสารหนี้ (ผู้ประกอบธุรกิจ) ต้องตรวจสอบว่า ลูกค้าและผู้รับผลประโยชน์ที่แท้จริง (ultimate
issued loans to four registered companies in Cyprus and another one in Singapore, in the total amount of approximately US$54 million dollars with Mr. Konoshita as the controller and the ultimate benefactor
evidences, it is reasonable to believe that Mr. Suphan Sethapanich has obtained benefits from selling the bills of exchange (B/E). He, therefore, committed an offense with dishonest intent and obtained
committed upon the dishonest misappropriation of the fund for personal gains. The actions committed by Mr. Chiyachantana and Ms. Hongsri were liable to be the offenses under Section 308, Section 311