for the year 2023 from the PACC* in the areas of approval related operation, which demonstrated the SEC’s commitment to driving and prioritizing the corruption risk assessment of the organization. The
on May 2013. It was simplified for users to easily understand and was adjusted to be applicable for Thai listed companies. The main questionnaires in the evaluation form are classified into 5
resolution shall be in accordance with the provision specified in the commitment between the unitholders and the management company. Clause 9 The particular on the operation related to the management of the
dedication from audit staff. 19 Independent Audit Inspection Activities Report 1 January – 31 December 2014 Related parties From our previous inspections, the SEC observed that a number of audit firms had
commitment to developing efficiency in all our core service channels for enhanced cost effectiveness, in order to raise our capacity to reach our customers and deliver them excellent service. (1) Branch
executives who have performed their duties with care and loyalty and more severe penalties may be imposed on directors or executives who commit a fraud. Q: In case where the board of directors hires an
law and standards. Guidelines 1.3.1 In assessing whether directors and executives have performed their fiduciary duties with the required responsibility, due care and loyalty, reference should
investment units; (8) binding effects of the mutual fund, at least containing the following details: (a) a statement that the management company is obligated to comply with the fund scheme, commitment between
Asset Value Classified by Asset Management Companies ( 4 record(s) found) No. Report Name Data File As of Data Definition 1 [Private Funds] Number of Private Funds and Net Asset Value Classified by Asset
E_1 Legal_FA_2015_12_29-c A WCorpL4.1hig A Executive Summary of Management Discussion and Analysis 1 For the Year Ending December 31, 2018 In 2018, the overall Thai economy maintained its growth due largely to healthier growth of exports and tourism, especially in the first half of the year. Meanwhile, the government continued to implement measures to promote and strengthen the domestic economy through support of investment and private spending as well as bolstering opportunities for other econo...