inspection cycle (2016 to 2018), audit firms in the capital market established and maintained a system of quality control as required by the Thai Standard on Quality Control (“TSQC 1”). The majority of audit
, both listed companies and audit firms ought to put in place proper work processes and internal controls to ensure the desired outcomes. Listed companies need a suitable internal control system and a well
Libra จับตา ก้าวที่กล้า ของ Facebook รู้ทันกลลวง...หลอกลงทุนสินทรัพย์ดิจิทัล Securities Token Offering (STO) กับตลาดทุนไทย ศักราชใหม่...การประกอบธุรกิจสินทรัพย์ดิจิทัล FinTech Challenge 2018: The
sufficient and effective systems of operation, control and risk management. SEC Act S.113 Settlement Committee Meeting No. 5/2020 Settlement Committee Order No. 26/2020 Dated 02/09/2020
The Derivatives Act The Derivatives Act B.E. 2546 SECTION 18. In order to protect customers, maintain stability of the financial system or control the risks arising from derivatives, the SEC shall
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