to certain types of personnel; for instance, wealth advisor who gives advice on asset allocation and selects suitable securities for individual client, investment analyst, and fund manager, in
} did not record a number of client's securities trading orders. Certain records found in the course of inspection indicated that he prepared the securities trading report for the client by using trading
Kasikorn Securities Plc., the SEC probed into {A}'s case and found certain communication record, which he later admitted, indicating that he had been authorized by his client to make securities trading
Bonds Initiative Forestry Criteria Document • Certain supply chain activities linked to the above Further details of the scope of the Forestry Criteria is in Chapter 2, Table 1. 1.5 Key elements to the
profession standards. Furthermore, the SEC representatives attended conferences to share ideas and experiences with the stakeholders and participated in domestic and international symposiums. obtain certain
Company Limited in connection with the Transaction; (10) The Company and the relevant group companies shall have obtained a board resolution to set provision or to impair the value of certain non-performing
certain non-performing static or LED billboards, as agreed between the Company and PLANB; and (11) PLANB shall be satisfied with the result of the due diligence of certain overseas group companies of the
with the Transaction; (10) The Company and the relevant group companies shall have obtained a board resolution to set provision or to impair the value of certain non-performing static or LED billboards
”) of Jasmine Broadband Internet Infrastruct ure Fund (the “JASIF”) to certain investors. The Company has entered into an agreement to sell 540,000,000 Units on 15 May 2018, subject to certain condit ions
in the Thai capital market under certain limitations and clearly defined conditions. In this regard, the SEC Board would have the power to exempt businesses with certain characteristics from being