: (1) the Court issues a final judgment for a dismissal of the case; (2) the Court issues an order to cease the class action; (3) the Court issues an order to dispose of the case because of the
advertising rules prescribed under this Chapter, the securities company shall, as per the direction of the Office, perform one or more of the following acts: (1) cease the advertising; (2) rectify the
under this Notification, the securities company shall, as per the direction of the Office, perform one or more of the following acts: (1) cease the advertising; (2) rectify the information in the
property fund manager shall be deemed terminated and the Office shall remove the name of such person from the register of person qualified to be fund manager if such approved person cease to be the manager
qualified to be fund manager if such approved person cease to be the manager of the management company or any equivalent position called otherwise who take the highest responsibility in the line of work
qualified to be fund manager if such approved person cease to be the manager of the management company or any equivalent position called otherwise who take the highest responsibility in the line of work
the date when the latter approval takes effect; (b) in other cases apart from sub clause (a), the period of approval of all types shall cease on the expired date of the latest approval. Clause 17 The
of all types shall cease on the expired date of the latest approval. Clause 17 The application for renewal of approval of personnel under Clause 8(1), (2) and (4) and Clause 9 shall be submitted as
specified period, and order the foreign company to suspend the approved offer for sale of securities until clarification or correction has been made; (2) order the approved person to cease the offer for sale
securities holders protection shall be taken into account in the SEC Office’s Notification issued under the first paragraph. Clause 43 The securities issuer shall notify the cause of the cease of duties to